Politica internationala
The Middle East: Top-Down vs. Bottom-Up Security Perceptions
IONUT-OCTAVIAN APAHIDEANU
“The formulation of a problem is often more
essential than its solution, which may be merely
a matter of mathematics or experimental skill.”
(Albert Einstein)
In the broader context of
discussions regarding a global “Islamic threat” and
of the mainstream interpretation of the Middle East
as a region to which the classic realist theory of
International Relations fits par excellence, the
present article’s aim is a comprehensive comparative
analysis of six alternative perspectives on regional
security in the Middle East - “Cold War”, linked to
the former US and Soviet security strategies;
“Arab”, corollary of pan-Arabism; “Islamic”, based
on the guiding principle of Islamic “ummah”;
“Greater Middle East”, of the current American
strategists; “extended Barcelona”, an incipient
stage attempt of extending EU’s Mediterranean
process to the East of Jordan; “Broader Middle East
and North Africa”, recognizable in a G8 project of
trans-level partnership adopted last year.1
Built upon significantly different understandings of
the concept of “security”, subsequent to different
philosophical traditions, these six contending
security perspectives appear to reveal a surprising
application of Einstein’s aforementioned words to
our theme of analysis: a proper nomination,
delimitation, understanding and explanation of the
Middle Eastern area and its problems represents the
crucial prerequisite for a successful formulation
and implementation of regional security policies. As
a last preliminary observation – in order to
understand how and why the Middle East provides
“the” case study on different regional security
perspectives, our comparison is preceded by some
conceptual and methodological observations focused
on historical definitions of the “Middle East” on
the one hand (because different representations of
regions are most commonly rooted in different
security perceptions) and on the post Cold War
reformulation of security concepts and policies on
the other hand (as the meaning of security highly
depends on the moment of the representation).
I. Preliminary conceptual and methodological
observations
I.1. Historical definitions of the analyzed
region
The today differently understood label “Middle East”
dates back over a century ago, being most frequently
ascribed to the US navy officer A. T. Mahan, who, in an
article published in 1902 in The National Review,
stated that Great Britain should assume the
responsibility of maintaining the security of the
Persian Gulf in order to protect the commercial route to
India and simultaneously to neutralize Czarist Russia’s
regional influence. Alternatively, some contemporary
authors point out to a previous reference to the “Middle
East” made a few years earlier in an article of the
Royal Navy officer Sir Thomas Edward Gordon2.
What remains certain is that, until the beginning of the
20th century, the region delimitated by Europe, The
Black Sea, the Mediterranean Sea, Africa, and Central
Asia carried different names at different moments in
history. Whereas till the Early Middle Ages, it was
nominated in relation to the regionally dominant
states (e.g. the Oriental provinces of the Roman Empire,
the Western territory of the Persian Empire, the Arab
Caliphate, the “Holy Land” of the Crusaders), the
Ottoman Empire was the first to provide a distinct term
for the Eastern Mediterranean coast – “Levant”, used in
parallel to the French label “Orient Prochain”.
During the last century, the label “Middle East”
gradually surpassed the area considered by Mahan and
transgressed the Gulf towards West, especially in the
interwar period, parallel to the discovering of huge oil
reserves in the Arab Peninsula and the progressive
Jewish immigration waves to British colony of Palestine.3
Then, during World War Two, British strategists expanded
the term over all Asian and North African territories
located West of India. Meanwhile, Arab nationalists
began considering an Arab identity as the regional
marker, while the 1960-70 Islamic movements placed the
region as the spiritual center of the Muslim World.
Not surprisingly in the context of such multiple
representations of an identically named area, a renowned
historian of the region rhetorically asked: “Where is
the Middle East?”4. This question, as we
intend to show in the following, still keeps a
remarkable up-to-dateness, in light of not as much as
the geophysical and geopolitical definition and
delimitation of the region, but the variety of
contending regional security perspectives, calculations
and policies.
I.2. Reformulation of security concepts and practices
after the Cold War
In the aftermath of the Cold War, given the tectonic
processes of de- and re-structuring of the international
system, the formerly mainstream realist approach of
security and foreign policy was fiercely challenged in a
so-called “wide versus narrow” debate over the content
of security concepts and policies. Opposed to the
traditional understanding of security, advocates of the
new “wide” approach argued that security could no longer
be narrowly conceptualized as one facetted, with a
strict focus on the military dimension, but should
instead be analyzed in the sum of some interconnected
sectors. Thus, defining security more flexibly as “the
move that takes politics beyond the established rules of
the game and which frames the issue either as a special
kind of politics or as above politics”5,
Barry Buzan, Ole Wsver and Jaap de Wilde, leading
figures of the “Copenhagen School”, proposed a triadic
framework for security analyses, based on: a referent
subject (who is or at least perceives to be threatened);
a referent object (what element of the subject is
perceived to be threatened); a referent threat.
In this new framework, adopted by our following
analysis, the mentioned authors made a
Neorealist-inspired distinction among five levels of
analysis: of the international system, of regional and
non-regional sub-systems, of units, of sub-units and of
individuals. At the first four of them, security was to
be understood as the sum of five sectors - military,
political, economical, societal, and environmental, each
of them prioritized differently on each level addressed.6
The most acute preoccupations for security were
recognizable at the key-regional level, where Buzan
termed the concept of regional “security complex” in
order to properly identify each “group of states whose
primary security concerns link together sufficiently
closely that their national securities cannot be
realistically considered apart from one another”7.
Based on the local security perceptions, this concept
suggests what we consider as a “bottom-up” perspective,
as opposed to “top-down” approaches chosen by
non-regional, external actors who pursue their own
strategic interests and often operate at a level
superior to the regional one. True, sometimes – as it is
the case of the “Islamic” and “Greater Middle East” –
top-down and bottom-up perspectives may overlap in their
geographical delimitations, but they nevertheless differ
significantly in regard to the regional security risks
they identify and hence the solutions they prescribe. As
for the security complex of the Middle East, as we will
detail below, we identify it as composed by three
sub-complexes: the Arab Peninsula, including the Mashreq
region (also called “Levant”) and Egypt, plus Iran; the
Maghreb (composed by Libya, Algeria, Tunisia, and
Morocco); the “Horn of Africa” (composed by Ethiopia,
Eritrea, Sudan, and Somalia).8
Finally, another key-concept underpinning our analysis
is the one of “human security”, associated with the
individual level of analysis and with two noteworthy
approaches made to it in the 90s. The first one,
recognizable in the 1994 Human Development Report of
UNDP and UNHCR, distinguished 7 dimensions/sectors of
human security: economic (to which the main threats are
represented by unemployment, job insecurity, disparities
in income, poverty, or homelessness); food; health;
environmental; personal (conflict, poverty, terrorism);
community (ethnic and cultural conflict); political
security (violation of human rights). Alternatively, in
a more accurate approach, Garry King and Christopher
Murray defined human security as including all elements
“important enough for human beings to fight over or put
their lives or property at great risk” and identified 5
indicators of well-being: poverty, health, education,
political liberty, and democracy.9
II. The Cold War
perspective
What we term “Cold War perspective” belonged to
strategists and researchers of both the US and the USSR
during the Cold War and operationally defined security
of the Middle East as based on four pillars: the
constant supply with oil from the region10;
(hence) the military security of the regional allies;
the management of the Arab-Israeli conflict or at least
its maintenance within the region’s frontiers; the
prevention of the emergence of any regional hegemony
(for instance the politics of the so-called “double
containment” of both Iran and Iraq by the US during the
war of 1980-88). Obviously built in a top-down manner,
since represented as such by the two external
superpowers, this perspective and the covering of the
regional security complex subsequent to its
implementation may explain why, “from all the regions in
the world, the American and Soviet involvement in the
Middle East had the greatest impact and posed the
greatest threat to their bilateral relations”11.
In this pattern, as a reaction to the Soviet deployment
of rocket units in Bekaa Valley (Syria) and the
involvement in the Suez War of 1956, the US interests
were asserted plain: saluting the summit of the Baghdad
Pact (between the leaders of Iraq, Iran, Pakistan,
Turkey and the UK), the Secretary of State publicly
warned on November 26, 1956, that any threat to the
territorial integrity or to the political independence
of its members will be regarded most seriously.12
Then, after only four months, the “Eisenhower doctrine”,
of the threefold program of economic aid, military
assistance, and protection against the Communist
aggression in the Middle East revealed the same pattern
of interpreting the regional security. Moreover, it
signified the beginning of the Middle East segmentation
according to the line that divided pro-Western from
pro-Russian regimes, thus artificially fragmenting the
regional security complex.
An eloquent proof of the caducity of the here-discussed
perspective was provided by the lamentable fate of the
Baghdad Pact. Tributary to the American idea that the
security of the regional states depended on their
entering of alliances with Western states, the top-down
conceived security structure was established in 1955 as
a bilateral military agreement between Turkey and Iraq,
joined in the following months of the same year by the
UK (April), Pakistan (September) and Iran (November) and
caused a huge shock for the Arab world for mainly three
reasons: firstly, given Turkey’s membership in NATO, the
Pact was largely perceived as an unpardonable intrusion
of the West towards whom the Arab World had already
begun to manifest a visible hostility13;
secondly, Turkey was not just a non-Arab state, but an
“antagonist” (in the Copenhagen School terminology), the
Ottoman Empire’s successor who had ruled over the Arab
Peninsula for over three centuries – not surprisingly in
the security complex’ division, Egypt soon after
proposed Saudi Arabia and Syria a military alliance
meant to counterbalance the Baghdad Pact14;
thirdly, and above all, this outside-inspired alliance
was viewed as an attempt to undermine the idea of
pan-Arab unity (discussed in the following section), as
the Cairo press decreed: “the Iraqi government
demolishes our efforts to strengthen the Arab League and
the Arab Pact of Collective Security”.15
Though highlighting certain regional security elements,
this perspective unfortunately shadowed others, equally
relevant, as, focusing exclusively on threats (external
security risks by definition) and on the military sector
of security, it omitted significant (internal)
vulnerabilities like women’s treatment in Muslim
societies. Moreover, the US approach of regimes like
those of Saudi Arabia or Kuwait (or even of Turkey,
whose regime suppressed the huge Kurdish minority for
decades) as allies generated in each such state lines of
tension between the military and economic security on
the one hand and the political and societal security on
the other hand.
III. The pan-Arab
perspective
The pan-Arab perspective on security in the Middle East
developed gradually in the aftermath of World War Two,
both in reaction to the creation of Israel and,
interrelated, as a bottom-up alternative to the external
approaches of the United States and of the Soviet Union,
locally regarded as a euphemism for the securing their
influence spheres16. As for the very label
“Middle East”, Arab pan-nationalists considered it to
either undermine the alleged “Arab” substance of this
region (as in this perspective, the region does not
include non-Arab Turkey, Israel and Iran), or “tear up”
the “distinct unity” of the Arab homeland17.
Instead, proponents and adherents of the pan-Arab
perspective assume that regional security is correctly
understood and approached only if holistically
addressing all Arab people and states as referent
security subject.
A closer analysis of the core-concept “Arab” in its
different regional interpretations however unveils the
existence of two distinct alternative Arab security
perspectives on the Middle East, distinguished on the
basis of the exact definition of their referent subject
of security. The first one emerged gradually in the
interwar years and matures in the aftermath of World War
Two, pari passu with Arab nationalism developing as a
considerable political movement, whose program rested on
three pillars: first – descriptive, that there was a
single Arab nation which transgressed state frontiers
and was composed by all those who shared the Arabic
language, from Mauritania to Yemen (the usage of Arabic
language providing, along with self-identification, the
essence of what Arab identity means); second -
evaluative, that the Arab nation was meant to inhabit a
single political unit instead of being fragmented by
arbitrary externally-imposed state frontiers18;
and third – prescriptive, that a development of the
consciousness of all its members that this unity was to
guide all political behavior was needed, and that all
Arab states’ ultimate task was to strengthen their
economic, cultural and political ties in order to
increase the cohesion and unity of the Arab community (al-Alam
al-Arab, or the Arab ummah). Transposed in
security terms, this idea was embraced by scholars like
Eddin Hillal Dessouki and Jamal Mattar, who, considering
a “society of Arab states” as the referent subject of
security, criticized the Cold War approaches for
concealing the fact that the real security threats to
Arabs came both from the three regional non-Arab states
and from external intrusive powers19 seeking
to secure their oil supply.
The second perspective, developed during the
de-colonization wave of the ‘60s and ‘70s and pursuing
“Arab national security” as its core-concept and aim, by
contrast tolerates the political frontiers within the
Arab world, and focuses on the security concerns of
societal actors, differing among them according to each
one’s socio-economic background: whereas those
benefiting from a higher social status usually pursue
democratization and respect for human rights (societal
and political security), those at the basis of the
societal pyramid are preoccupied with proximate problems
like job security, health problems and income
disparities20 (economic and human security).
Whereas these two perspectives coexisted for some time
in a rivalry pattern, most analysts agree that after the
“Six Days War” of 1967 it was the second one to prevail
in the Arab states’ political practice, given the
interplay of three factors: an increasing regional
conviction that pan-Arab political unification was a
both remote and misbegotten objective21,
especially after three Arab-Israeli wars, all of them
lost; the rejection by most Arab leaders of the
unacceptable constraints exerted upon their decisions by
pan-Arabism; the extraction by Arab leaders of the
status-quo advantages, in the context of the complete
covering of the regional security complex by the US and
the USSR, each of them granting rewards or concessions
to their allied regimes, thus making the existent
reality more attractive.
Subsequently, as a possible proof that Arab leaders
finally accepted the “real” state-based political
structure of the region, the latest decades witnessed a
visible decrease of the pan-Arab support shown by Arab
peoples and states for the Palestinian cause22.
Moreover, a general overview eloquently illustrates a
visible ineffectiveness of the various pan-Arab
institutions active in different fields of security. The
most relevant among them, the Arab League (officially
named the League of Arab States23), was
conceived as a common defense organization, later on
doubled by a collective security pact and has thus
represented the most ambitious attempt to put in (the
security) practice the idea of Arab ummah. Taking
a look at the concrete results however shows a League
not only failing in satisfactory solving the Palestinian
problem, but also functionally altered by the divergent
positions of its member states towards the US
involvement in the Middle East. Aside from this, the
very fact that the UN-reform plan advanced recently by
Secretary General Kofi Annan doesn’t reserve a permanent
seat in the Security Council for an(y) Arab state
seriously questions the League’s influence over the
international decision-making.
The case of the Arab League is by no means a singular
one. It may be accompanied, in a not exhaustive
enumeration24, by the examples of the Golf
Cooperation Council (GCC) or of the Organization of Arab
Petroleum Exporting Countries: the GCC, founded in 1981
and generously pursuing as its main objective the
development of “means for realizing the coordination,
integration and cooperation” of Arab states in
“economic, social and political”25 issues,
was revitalized in its activity rather by the
cooperation agreement with the EU (within the larger
“Barcelona process” of 1995) than by any internal effort
or concern; OAPEC, meant to promote and protect the
interests of oil-exporting Arab countries, remained by
far less known and effective than OPEC. Moreover, if we
were to consider a “hard core” of pan-Arab
institutionalism as comprising the four Arab states
simultaneous members of GCC, OAPEC, OPEC and the Arab
League – Saudi Arabia, UAE, Kuwait and Qatar, we may
easily notice that the oil policies of these states
frequently contradicted the positions and interests of
the other member states in a rather “free rider”
behavior than a genuine pan-Arab.
But aside from the institutional failure - ultimately
dependent on the will and ability of political leaders,
another observation seems much more relevant in the
context of current security initiatives and approaches
such as the “Greater Middle East: though favoring the
second of the two pan-Arab security perspectives and
adopting stat-centered security practices, Arab
political leaders of the last decades paid increasing
attention to non-military security concerns voiced
bottom-up by societal actors, unlike American and Soviet
strategists of the Cold War. Numerous proofs in favor of
this preoccupation for non-military, societal security
preoccupations range from the tolerance of Arab leaders
towards the huge protest manifestations against the
American intervention in Iraq in 2003 (in a radically
different manner from, let’s say, the expulsion of PLO
members and adherents from Jordan some decades ago) to
Al Riyadh’s refusal to logistically assist the US
intervention; or from Hussein of Jordan’s 1997 refusal
to join the so-called “Peace Camp” because of the public
opinion’s pressure against any betrayal” of the “Arab
consensus” to the recent Kuwait leader’s decision to
expand the number of vote-entitled citizens. Finally, it
was exactly as a (non-explicit) tribute to this
perspective that in June 2004, Egyptian president
Mubarak launched his “Alexandria initiative”, whereas a
month earlier the Arab League’s summit declaration had
stated the need to “to firmly establish the basis for
democracy”.
To preliminary conclude, the pan-Arab perspective in
both its versions may be viewed as a progress in
relation to the classic top-down security approaches of
the Cold War for at least two reasons: first, being
constructed bottom-up, the pan-Arab perspective grasps
more accurately the security concerns of the regional
people and thus emphasizes non-military security issues,
especially societal ones, of major relevance in the
regional security calculations, as non-military problems
often represent the very cause of military turbulence –
the general difference between the EU and the US in
approaching conflicts; second, it highlights an in
security strategies helpful distinction between leaders
and public opinion – an extremely useful distinction in
the successful formulation of security strategies.
IV. The Islamic perspective
The Islamic perspective on security in the Middle East
has become subject of extreme controversies, especially
nowadays, when al-Qai’da and Bin Laden seem to
have “kidnapped”, at least on the American political and
security agenda, the true meaning of it and of the word
“Islamic” in general. It is in this spirit that I use
the term “Islamic perspective” and not “Islamist”, as
the suffix makes all the difference of the analysis.
Addressing such confusion, the clarification of three
security-related aspects may appear helpful: the variety
of Islamic security practices; the dichotomy-indicator
of what was termed in social sciences as
“institutionalization”, applied to the Muslim world;
finally, and generally, the referent
subject-object-threat of security.
The issue of the first subject of analysis is related to
the already classical problem of transferring over local
specific realities concepts and theories mostly of
Western origin. The lack of universality of analytical
instruments, the inappropriateness of expanding concepts
and research methods associated to external theories
over local highly specific realities are anything but a
new problem that researchers over the globe have to cope
with. But they seem to remarkably fit to the Middle East
in particular and the Muslim world in general,
especially in regard to concepts and named realities
like “Islamization”, “ummah”, or “religious democracy”.
Defined from the perspective of a religion scholar like
Jean Delumeau as “global reaffirmation of Islam”26,
what would be translatable as “Islamization” represents
a contemporary phenomenon affecting the cultural,
social, political and even economic spheres of the
Islamic world’s daily life. Historically, Delumeau
distinguished three phases and correspondent
manifestation forms of the phenomenon: a.): the first,
directed top-down from the end of the 1970s to the
beginning of the 1980s, featured the enforcement of more
or less Islamic public policies, as it was the case of
the Islamic Revolution in 1979 Iran, of the proclamation
of the “Islamic republics” Algeria (1976) and Pakistan
(1977), or of the destabilizing of the Afghan, Syrian,
and Egyptian regimes; c.) the second, bottom-up, phase,
manifested between the late 1980s and the beginning of
the 1990s, showed the rebirth of Islamic practices among
Muslim people and their more or less violent projection
on the ruling political elites, as it happened in
Algeria (whose population, saturated by economic and
ideological experiments, made the Islamic Salvation
Front win the 1990 elections), Turkey (the Refah
Islamists winning the 1995 legislative elections), Sudan
(1989, Islamic Salvation Front), Egypt, and Palestine
(the 1987 Intifada); c.) the last phase, of an “armed
Islamism”, began in the last decade with an intensifying
of terrorist attacks and Islamist-inspired military
coups - this would be the case of 1992 Egypt (the
military officers), and of the attacks on the Dahran US
military base in Saudi Arabia (1996), WTC (1993),
Mogadiscio (1993) or the assassination attempt on Hosni
Mubarak (1995).
Not insisting on the facile possibility to extend this
taxonomy till the present time (with an overlapping of
the second and third phases27), I confine
myself at this point to only suggest the extreme
diversity of actors, instruments and objectives that
some Western analysts unfortunately tend to reunite
under the same (terrifying) umbrella of the term
“Islamists”; the difference between on the one hand
outside-oriented and of military-essence fundamentalism
that led to events such 9/11 and on the other hand
inside-oriented Islamic NGOs active in the field of
social security remains not only crucial, but also
useful in elaborating successful security strategies.
In light of this, what I analyze as “Islamic” security
perspective is related to the first two types of
Islamization. As such, the phenomenon is a truly global
one, transgressing the frontiers of the Middle East, in
at least two regards: the covering by the Islamic world
of a significant portion of the globe, with an
increasing surface due to the numerically developing
Muslim communities in the West; more important than the
geographical point of view, it is global(ist) through
the implications of the fundamental organizing principle
of ummah, which, after the fall of Communism,
remained the only idea or reorganizing the world on
another basis then a stat-centric one28.
Simultaneously translatable from Arabic by “unity”,
“nation”, and “community”, ummah names the
referent security subject of the perspective and
normatively and prescriptively signifies the social,
political, economic and cultural cohesion of the entire
Muslim community of the world. Hence, its usage provides
the Islamic traditional distinction between Dar
al-Islam (“The House of Peace”, of the believers),
and Dar al-Harb (“The House of War”, of the
infidels).
However, to simply assume the validity of ummah
would equate with a hasty generalization. Part of the
reasons for the diversity of Islamic security
perceptions and practices, also recognizable in today
Iraq, stem from the deep religious cleavages within the
Muslim world; the “Great Discord” of 655-661, generated
by a dispute over political power and Mohamed’s entitled
successor led to a Muslim world fragmented in at least
four groups, each of them subdivided in further rites:
Sunnah (some 85% of all Muslims), Shi’ah
(some 15%)29, Khariji (0,2%), and
various other confessions considered sectarian (Bahai,
Sikh, etc.).
Aside from these intra-religious lines of division, the
multitude of security concerns is also due to certain
geographical, social and economic factors; as it has
rightfully been suggested30, it’s quite
questionable for instance to which extent Muslims in
Morocco can properly address the problems of their
Malaysian fellows, the Kurdish immigrants in Germany
those of the Palestinians, as well as the Pakistanis in
Britain seem more interested in defeating their adoptive
country in cricket than in the fights in Baghdad.
Basically, aside from the obligation to respect the 5
pillars of Islamic faith (fara’id), the only true common
feature of the Muslim world would remain a more or less
acute feeling of anti-Americanism, rooted in the
conviction of a so-called al-Mu’amarah al-Taghrib
(“the conspiracy of the Westernization”31).
Hence, one can identify several Islamic security
sub-perspectives, whose common core is the triadic
representation of ummah as referent subject of
security, of the traditional Islamic lifestyle as the
object, and of any non-Islamic influence as the threat.
A preliminary gross comparison of the pan-Arab and
Islamic perspectives, as the only two bottom-up
constructed perceptions, reveals three differences and
six similarities: the first difference roots in the fact
that, whereas the Islamic perspective has a global
representation (Dar al-Islam versus Dar
al-Harb), the other one’s referent subject is more
precisely anchored in terms of geography and population;
secondly, the criterion of defining the referent subject
of the first case is religion (this line of division
being subsequently crosscut by ethnic, cultural and
religious cleavages, whereas identification in the other
case rests upon the usage of the Arabic language along
with self-identification; thirdly, whereas for Arabs,
the Muslim world centers spiritually, politically and
strategically upon their Middle East homeland, the
remaining 4/5 non-Arab Muslims, using their population
size’s argument, view the region only as the sanctuary
of the holy places of Mecca, Medina and East Jerusalem32.
As for the similarities, which are more relevant, it
should be first noted that both perspectives, being
constructed bottom-up, successfully rivaled with the
US/Soviet perspective of the Cold War – as such, they
still provide a superior alternative to the “Greater
Middle East” perspective, which in the local view
represents only an avatar of the Cold War approaches;
secondly, both regard states as artificial exogenous
transplants; thirdly, at least mentally rejecting the
idea of the state, both perspective largely focus on
non-military aspects of security; fourthly, none of the
two ummah has a leading state to articulate,
aggregate and promote the community’s security interests
(albeit considerable Saudi efforts in this direction);
fifthly, regarding the referent security subjects, their
common core is compounded by Arab Muslims, whereas the
specific difference is provided by non-Arab Muslims in
the first case, respectively by Arabs of Christian faith
in the second case33; finally, in their
extreme versions, both incriminate in the “securization”
discourses an alleged “conspiracy” directed against them
by a morally and spiritually decaying West.
Finally, most relevant in regard to this common
population core, it should be noticed that, despite
their difference in interpreting, granting and accepting
legitimacy, the pan-Arab and Islamic movements have
several times manifested an only apparently paradoxical
convergence: during the colonial years, the defense of
Islam has overlapped the national liberation objective;
nowadays, Islamic organizations like HAMAS or
hizb’Allah34 wage a war in the name of
Islam, but are to no lesser degree concerned with the
liberation of their Arab homelands Palestine and Lebanon35;
similarly, as another proof of the often materialized
symbiosis between pan-Arabism and Islam, the common aim
of the coalition’s retreat from Iraq is today a common
objective of Islamic fundamentalists, of pan-Arab
nationalists former Ba’ath members and of the
mujahedeens as well.
V. “Greater Middle
East”, “extended Barcelona perspective”, or “Broader
Middle East and North Africa”?
The events of September 11, 2001 were immediately
followed by a landmark change in the Unites States’
foreign and security policy, with the potential of even
reshaping the structure of the internal system. Becoming
the central concern and the guiding principle of the
American security agenda, terrorism was suddenly
transformed by the Bush administration into an
interpretative lens of all international problems, the
Middle Eastern “problem” included.
Though inspired by totally different events, the
Greater Middle East (hereafter GME) seems to still
repeat the errors of the Cold War perspective, e.g. to
address rather the symptoms than the causes. Thus, as
their latest intervention in Iraq may suggest, it
emphasizes only the traditional aspects of military
stability in the region, predictability, political
security and the threat of using force whenever (critics
may add “unilaterally”) considered necessary: “the
greatest threats”, it is said, “come in the form of foot
soldiers for future terrorist attacks, the proliferation
of WMD that can be used against us, the overflow of
civil wars … and refugee flows …”36.
Reasonably enough, the problem of WMD or of religious
fundamentalism cannot and should by no means be
underestimated, but still, the visible continuity of the
top-down manner of approach is susceptible to neglect
the deeper sources of regional and instability.
In reality not “invented” by the Neo-conservatives, but
“borrowed” from the academic and research sphere37,
the concept of GME nominates its area in a striking
similar way to the Islamic perspective (and also to
Brzezinski’s “Euro-Asian Balkans”), except the fact that
it does not include the Muslim immigrants communities
spread all over the globe: “the region starts with
Northern Africa and Egypt and Israel and the eastern end
of the Mediterranean and extends throughout the Persian
Gulf to Afghanistan and Pakistan”38.
Well, even disregarding the strategic mistake of
reuniting all Muslim countries in the same camp39
in spite of an extreme diversity of local sub-realities,
motivations, interests and practices, another
shortcoming of the GME perspective is that it
indirectly, but subversively argues in favor of the
(pseudo-) paradigm of the “clash of civilizations”,
which further generates a self-fulfilling
prophecy-spiral by the negative reactions within the
Muslim world and the subsequent (false) confirmations of
the external strategists’ fears. In this regard, a
statement made by Syrian Foreign Minister on an official
visit to Teheran in September 2003 is more than
illustrative: “The current US administration has put the
theory of the civilization clash on the top of its
agenda and is now trying to reshape what it names the
Middle Eastern map”.40
Moreover, false assumptions generate practical errors
inflicting on the very asserted objective – regional
security. Of such errors, for the GME particular case,
two seem noteworthy. First, in regard to the recent wars
in Afghanistan and Iraq, the US troops’ proclaimed
mission of peace keeping after the cessation of military
hostilities unfortunately risks to be doomed to failure;
the first and foremost condition for a peace keeping
mission to succeed is the (credible) neutrality of the
troops deployed between the former enemies. Well, the
shifts in the US troops mission from peace enforcement
(not presupposing neutrality) to peace-keeping, and
further, peace-building, compromises the latter two. In
light of this, the failures to genuinely stabilize both
countries should not come as a surprise, though they are
due to other reasons as well.
The second, largely discussed, error points out to the
US approach of the Arab-Israeli conflict. Once again,
the by the US administrations self-declared role of a
mediator is still demised because of the American
direct interests in the conflict (even if only
through the couple of billions USD aid annually granted
to Israel), which transforms the US into a de facto
disputant. Hence, it’s lack of credibility, explicitly
stated even by US-located RAND Corporation, may be part
of the reasons why so many US-mediated peace proposals
failed.
A significant alternative to the GME perspective was
elaborated in the form of a political declaration
following the G8 summit of Sea Island, on June 9-10,
2004, which was preceded, as usual, by some preliminary
meetings of the members’ foreign ministers. In the
context of a clear insistence to introduce the Middle
East on top of the discussion agenda and some concrete
proposals advanced during the preliminary meetings, both
the French and Russian ministers expressed their
reluctance towards the US plan of including some
problematic states like Afghanistan or Pakistan, aside
from the risk for their proposals to be viewed (once
again) in the Middle East as externally imposed. It was
indeed the case, since, the leaders of Egypt, Tunisia
Kuwait, Qatar, Saudi Arabia and Morocco refused to
accept the invitation to the summit, though, on the
preliminary meetings State Secretary Colin Powell
publicly acknowledged that “change should not and can
not be imposed from outside”41.
Given this (one might say traditional) divergence of
opinions between the “old Europe” and the US on the
issue of the Middle East, the final result of the summit
was the issuance of a joint declaration conceived as a
compromise under the title “Partnership for Progress
and a Common Future with the Governments and peoples of
the Broader Middle East and North Africa” (region
hereafter abbreviated BMENA)42. Not
only eluding the regionally already negatively perceived
label “GME” by speaking of “the Broader Middle East” and
of “North Africa”, the statement also differs from the
US usual perspective in mentioning and addressing not
only governments, but also the civil society and the
businessmen. Plus, it was announced that G8 members’
support for reform in the area of BMENA “will go hand in
hand” with the support for a “just, comprehensive and
durable” resolution of the Arab-Israeli conflict43.
However, in the post2003 context of a trans-Atlantic
disagreement that seems more acute then ever, it was
only a week after the G8 summit that the European
Council of June 17-18 adopted the project of its working
group on a “Report on the EU Strategic Partnership
with the Mediterranean and the Middle East”. Before
commenting it, it should be noted that in 2003, the EU
had first launched its Wider Europe Neighborhood
strategy and then adopted the document “A Secure Europe
in a Better World” (also known as “The European Security
Strategy”, the document stated: “the resolution of the
Arab-Israeli conflict is a strategic priority for
Europe”44).
The 2004 EC report in itself seemed to be an essentially
political declaration, a pure “European product”
carrying the potential of rivaling the BMENA Partnership
and actually representing an adapted version of a former
package of programs addressing the Mediterranean non-EEC
states. The respective package, initiated soon after the
oil crisis of 1973 was motivated by three security
concerns of the EEC strategists: the oil supply from the
Middle East; the avoidance of an import of instability
from the non-member states in the Mediterranean basin;
the mitigation of immigration waves from the region.
Subsequently, benefiting from a better relation with the
Arab states at the Mediterranean than the US, the EEC/EU
was able to successfully launch a series of programs
that actually provided a model for its later
Neighborhood policy: the Conference on Security and
Cooperation in the Mediterranean (CSCM), the “Overall
Mediterranean Policy”, the Euro-Arab Dialogue, bilateral
dialogues with the GCC and the Arab Maghreb Union, and,
the most important, the ongoing “Barcelona Process”.
The latter, also known as “The Euro-Mediterranean
Partnership”, was initiated in November 1995 at the
reunion in Barcelona of the member states’ foreign
ministers and pursues basically the same three
objectives as the EC report on the strategic
partnership: politically and militarily, the creation of
an area of peace and stability by promoting the
political and security dialogue among the member states;
economically and financially, the creation of a common
prosperity area and the gradual establishment of a free
trade area – the Mediterranean-European Free Trade Area
(MEFTA); a social, cultural and humanity partnership
meant to encourage the understanding between cultures
and the exchange between the civil societies.45
In a summary evaluation of what I term “the Barcelona
perspective”, its foremost success was that it brought
together Israel and Arab states within the same
framework of cooperation. Second, it was a “value-free”
approach, unlike the (perception of the) US approach.
Nevertheless, it included as members, alongside with
ECC/EU states, only the Arab states at the Mediterranean
(the four north African plus Libya as observer plus
Turkey, Syria, Lebanon, Israel and the Palestinian
authority), thus artificially and ineffectively
fragmenting the Middle East regional security complex.
From this angle of view, although concerning itself with
non-military security issues, it still suffered from a
top-down manner of representation. Remarkably, it is
this very deficiency that the 2004 EC project intended
to avoid when, as one of the few innovations compared to
the EMP, it proposed the extension of the programs “east
of Jordan”, thus approaching the Middle East and North
Africa in their full architecture. Moreover, not only
because of proposing a partnership between equal parts,
but also because reuniting security concerns of both
regional and external (EU member) states, what I call
the “extended Barcelona perspective” may be
viewed as a security perspective built “on the
horizontal”.
Nevertheless, the extended “Barcelona perspective” risks
to pay tribute to the complicate decision-making
structure and lack of a common representation among
member states of a union that has still much to do in
order to become a genuine “global actor” in terms of
security. As for the G8 proposal, it suffers from at
least two shortcomings: the summit that produced it was
boycotted by the overwhelming majority of Arab state
leaders who still regard it with a certain degree of
reluctance; it risks to never be actually implemented
given the multitude of positions and interests within G8
– the trans-Atlantic rift between the US and the EU and
the mute rivalry between them in taking the merits for
the best resolution, the US-Russia divergence of
opinions, Japan’s particular position and interests,
etc.
Is there any solution?
In light of the above discussed, a first general verdict
would acknowledge some undisputable merits of the two
bottom-up constructed perspectives – the Pan-Arab and
the Islamic in comparison with classic or nowadays
“neo-classic” perspectives such as the “Greater Middle
East”. To sum up, both the pan-Arab and the Islamic
perspectives prove themselves superior to external,
top-down constructed approaches first and foremost due
to their emphasis on non-military issues, like the
societal and economic sectors of security. Further, in
spite of significant differences regarding the referent
security subject, they converged often in a symbiotic
Arab-Islamic approach. It is actually in exactly this
social manner that most (intra-Islamic) scholars define
the externally so often misjudged term “al-Jihad”
– as a “Holy War” against “structural violence” and of a
rather social-economic essence than a military-terrorist
slogan. Nevertheless, the main shortcoming of the
perspective is its almost exclusive outwards orientation
in identifying the security threats only in the
external, non-Muslim world, thus neglecting multiple
vulnerabilities like women’s treatment in the society or
sometimes arbitrarily particularized interpretations of
democracy, human dignity, and human rights, given a
traditional collectivist representation of the world,
symmetrically opposed to the Western-specific
individualism.
Perspective |
Cold War |
Pan-Arab |
Islamic |
GME |
Extended Barcelona perspective
|
BMENA |
criteria |
Delimitation |
Classical ME (Mashreq and Arab Peninsula) |
Classical ME + Maghreb |
Global: all Muslim (al-Alam al Islami) |
Classical ME+ Maghreb+Afgh.+ Pakistan |
Mediterranean states + “East of Jordan” |
Classical ME + Maghreb |
Time of conceiving and applying |
Cold War |
Decolonization wave and after |
End
of 70s and after |
1997/2001 and after |
2004 - |
2004 - |
Author of representation |
US/USSR and allies |
Pan-Arab nationalists |
Islamic leaders |
US |
EU |
G8 |
Construction |
top down |
bottom up |
top down |
top down |
horizontal |
multi-level |
Referent subject |
Arab allied regimes |
Arab ummah/ national societies
|
Islamic ummah |
US
and regional allied regimes |
EU
+ regional societies |
Regional regimes and civil societies
|
Dominant security sectors |
Military + political |
Societal + political |
Societal + economic |
Military + economic |
All |
Societal, economic, political |
Referent object |
Military stability + political security
|
Socio-economic status, political security
|
Cultural-religious identity, economic status
|
Military, political and economic security of
US+allied regimes |
Stability and prosperity within MEFTA area
|
Economic and political stability and development
|
Referent threat |
US/USSR + the other one’s allies
|
Non-Arab states |
“Non-Islamic influences” |
Terrorism+ hostile regimes
|
Immigrants, instability import,
terrorism |
Modernization deficit
|
Al-Mu’amarah al-Taghrib
|
Solution considered |
Eliminating USSR/US’s regional influence
|
Pan-Arab cooperation + solving Arab-Israeli
conflict |
Mitigating/ eliminating Non-Islamic influences
|
Fighting terrorism + removing hostile regimes
|
Cultural dialogue + political and economic
integration + solving Arab-Israeli conflict
|
Partnership for social, economic and political
reform + solving Arab-Israeli conflict
|
Alternative security
perspectives on the Middle East. A comparison
But in the end, the general dispute between different
top-down and bottom-up perspectives on security in the
Middle East, schematized conclusively in the table above
on the basis of different comparison criteria, may have
no winner at all. Instead, a future successful and
mutually beneficial approach of the regional security
problems may be provided by a combined “third
generation” type of security perspectives constructed
either on the horizontal, as the “extended Barcelona”,
or multilevel, as the BMENA perspectives.
Both show an indisputable progress compared with the GME
perspective from at least three angles of view. First,
unlike the GME perspective, they are constructed in
multi-level, respectively horizontal ways, thus better
addressing the security problems as perceived in the
region. Second, unlike the rather discursive nature of
thee newer American perspective, they have taken
concrete steps in addressing non-military issues of
security such as development and democracy as the deeper
sources of conflict. Third, both are accompanied by a
higher credibility, thus featuring higher chances of a
successful implementation.
Finally, in comparison to the two local bottom-up
security perspectives, the BMENA and the “extended
Barcelona” perspectives appear to more objectively and
comprehensively grasp the regional security problems in
terms of both vulnerabilities and threats; as such, they
focus on non-military issues of security, but without
neglecting the importance of the Arab-Israeli conflict
or the problems of WMD or terrorism. Moreover, the BMENA
perspective, and, due to its newer geographical
extension east of Jordan, EU’s perspective also, eschew
an arbitrary, artificial segmentation of the regional
security complex built bottom up. Thus, they elude the
highly normative pan-Arab versus Islamic dissension over
the delimitation of the referent subject of security,
which further increases their feasibility. Anyway, what
still remains to be done in regard to the two approaches
is only to genuinely start implementing them.
NOTES
1 In a larger space, we find an extension of
the analysis over the current Russian and Chinese
perspectives on regional security most interesting.
2 Pinat Bilgin, “Whose ‘Middle East’?
Geopolitical Inventions and Practices of Security” (International
Relations 18(1), 2004), pp. 26, 39.
3 Jehoshua Porath, The Emergence of
Palestinian-Arab Movement, 1918-1929, London: Frank
Cass, 1996.
4 Robert Davison, “Where is the Middle East”
(Foreign Affairs 38, 1960).
5 Barry. Buzan, Ole Wsver, and Jaap de Wilde,
Security: A New Framework for Analysis (London
and Boulder, Colo.: Lynne Rienner, 1998), p. 23
6 According to Buzan et al, four
degrees of importance may be distinguished for each
security sector: dominant, sub-dominant, minor, and
inexistent.
7 B. Buzan, People, States and Fear: The
National Security Problem in International Relations
(Harvester Wheatheaf, Hewel Hempstead, 1991), p. 190.
8 Turkey is a special case, as, in the
interplay of its foreign policy and of its neighbors’
security perceptions, it may be regarded either as an
“insulator”/”buffer state” or as simultaneously geared
in five (sub-) complexes – the Middle East, the Caucasus
(and in extension, Central Asia), the (Wider) Black Sea,
the Mediterranean and the Balkans. For a detailed
discussion on this matter, see Ionut Apahideanu,
“Sectorializarea si regionalizarea strategiilor de
securitate. Studiu de caz: Turcia” ‘Sectorialization’
and ‘Regionalization’ of Security Strategies. A Case
Study: Turkey, paper presented at the 5th National
Conference of Students in Political Sciences, Dec. 2002,
Cluj-Napoca.
9 Garry King and Christopher Murray,
Rethinking Human Security (Harvard University,
2000), p.8, available at
http://www.gking.harvard.edu/files/hs.pdf.
10 Especially the case of US, since the oil
reserves of the former USSR allowed the latter to not
concern on this issue
11 Moshe Efrat and Jacob Berkovitch,
Superpowers and Client States in the Middle East
(New York: Routledge; Chapman and Hill), p. 1.
12 Apud H. Kissinger, Diplomatia
(Bucuresti: ALL, 1998), p. 479.
13 R. A. Gibb Hamilton, “The Reaction in The
Middle East Against Western Culture”, (in Stanford J.
Shaw and William R. Polk, ed. Studies in the
Civilization of Islam, Boston: Beacon Press, 1962),
p. 66.
14 Which eventually took the confederate
shape of the United Arab Republic (1959-1961)
Egypt-Syria-Yemen
15 In Michael N. Barnett, “Identity and
Alliances in the Middle East” (in Peter J. Katzenstein,
ed. The Culture of National Security Norms and
Identity in World Politics, NY: Columbia University
Press, 1996), p. 418
16 Abdel Monem Aly Said, “The Superpowers and
Regional Security in the Middle East”(in M. Ayoob, ed.
Regional Security in the Third World: Case Studies
from Southeast Asia and the Middle East, London:
Croom Helm, 1986), p. 198.
17 A. M. A. Said, “The Shaterred Consensus –
Arab Perceptions of Security” (International
Spectator 38(4), 1996), pp. 26-7.
18 It should be noted that the
Westphalia-rooted norm of state sovereignty and
independence has no real counterpart in the political
culture of an Arab world (and in extenso in the
whole al-Alam al-Islami, meaning the Muslim
world) that didn’t experience landmark events like the
historical Enlightment or the Industrial Revolution.
19 In P. Bilgin, 2004, pp. 30-1.
20 See for instance the assessment of the
former King Hussein of Jordan, who expressed his
conviction that “Arab nationalism can only survive
through complete equality”, quoted in Stephen Walt,
The Origins of Alliances (Ithaca, NY: Cornell
University Press, 1987), p. 213
21 Some analysts went even so far as to
conclude that “the Arab-Israeli was of 1967 marked a key
turning point for the Arab world and for political
Islam. The depth to which the Arab defeat penetrated the
Arab psyche is a critical factor to this day” (Angel M.
Rabasa et al., The Muslim World after 9/11, RAND,
2004, p. 93; available at
http://www.rand.org/pubs/monographs/2004/RAND_MG246.pdf).
22 M. N. Barnett, 1996, p. 480.
23 Currently comprising the following 22
states: Egypt (excluded in 1979 after signing the Camp
David peace agreement with Israel, but admitted back in
1989), Iraq, Jordan, Lebanon, Saudi Arabia and Yemen -
as founding states, plus Algeria, Bahrain, Djibouti,
Kuwait, Libya, Mauritania, Morocco, Oman, Palestine,
Qatar, Somalia, Sudan, Tunisia, and UAE.
24 As we might also mention AAAID (Arab
Authority for Development and Investment in
Agriculture), AGFUND (Arab Program of the Gulf for the
Development Organization of the UN), The Arab Office for
Education, the Organization of Arab Cities, AFESD (Arab
Fund for Economic and Social Development), or GOIC (The
Gulf Organization for Economic Consulting), each of them
addressing a different non-military sector of security.
25 See the organizations’ statute at
http://www.imf.org/external/np/sec/decdo/gcc.htm.
26 Jean Delumeau, Religiile lumii
(Bucuresti: Humanitas, 1996), p. 240.
27 Whereas to argue in favor of the
up-to-dateness of phase three would be futile, at this
point I confine myself to mention that phase two is
recognizable in the elections held between 2002-2004 in
Turkey (Adalet ve Kalkinma Partisi led by current
Prime Minister Erdogan won in November 2002 no less than
2/3 of the parliamentary seats, which permitted them to
even amend the Constitution in order to allow formerly
convicted Erdogan to run for the Prime Minister
position), Morocco (with the equivalent Justice and
Development party increasing the number of its
parliamentarians from 14 to 42), Algeria (Islah
scored second in municipal elections), Pakistan (with
Islamists participating in the governmental coalition),
and Bahrain (with Islamists obtaining half of the
parliament’s seats). Moreover, second-type Islamization
at the global level may also be suggested by statistics
on the annual number of pilgrims to Mecca, with increase
rate that exceeds by far the Muslim demographic growth.
For details on this, see Fouad Al-Farsi, Modernity
and Tradition: The Saudi Equation (3rd ed., Knight
Communications, 2001), p. 33, corroborated with more
recent figures provided at
http://www.news24.com/News24/World/News/0,,2-10-1462_1473845,00.html.
28 K. J. Holsti, International Politics
(New Jersey: Prentice Hall; Englewood Cliffs, 1995), p.
74.
29 About 4/5 of them in Iran (where they
compound around 90% of the state’s population), and the
rest located either as majorities in Azerbaijan
(66-70%), Iraq (60-65%), and Bahrain (70%), or as
minorities in other states.
30 Richard D. Lewis, The Cultural
Imperative: Global Trends in the 21st Century
(Yarmouth; Mine: Intercultural Press, 2003), p. 282.
31 For a comprehensive discussion of this
conspiracy scenario, see Bassam Tibi, “Kreuzzug oder
Dialog: Der Western und die arabo-islamische Welt nach
dem Golfkrieg” [Crusade or Dialogue: The West and the
Arab-Islamic World after the Gulf War] (pp. 107-18 in
Volker Matthies, ed. Kreuzzug oder Dialog: Die
Zukunft der Nord-Süd-Beziehungen [Crusade or
Dialogue: The Future of the North-South Relations],
Bonn: J. H. W. Dietz Nachf., 1992)
32 In this spirit, a former Indonesian
president was complaining: “The Saudis don’t understand
the difference between Islam and their own culture”
(quoted in Rabasa et al., 2004, p. 31). Equally
true, observers noticed a certain predominance of
Arab-related issues on the Islamic political agenda. On
its 1981 summit for instance, the Islamic Conference
Organization agreed on declaring the Jihad for freeing
Jerusalem and Palestine, but refused to do the same in
regard to (non-Arab) Afghanistan, who had just been
invaded by Soviet troops.
33 The lack of the religion’s importance in
the pan-Arab perspective may be underlined even by only
mentioning some salient political personalities of
pan-Arab orientation, but of Christian faith: Tarik Aziz
– former Iraqi vice-president; Jamil Barudi – former
high-profile councilor of King Faisal ibn Saud; Fares
el-Koury - former Syrian Prime Minister; Georges Habache
and Naief Hawatme - PLO leaders in the 1970s; or the
late Syrian president Hafez al-Assad (and his son,
current president Bashar, alike), belonging to the Alewi
confession regarded by Sunnis as sectarian.
34 The Islamic nature of these organizations
is recognizable in their very name: HAMAS is the Arab
abbreviation for “The Islamic Resistance Movement of
Palestine”, while Hizb’Allah means “The Party of
God”.
35 As noticed by Katerina Dalacoura,
“Violence, September 11 and the Interpretations of
Islam” (International Relations 16(2): 269-73),
p. 270.
36 R. D. Asmus and K. M. Pollack, The New
Transatlantic Project, Policy Review, Oct./Nov.
2002. The specialists of the RAND corporation, identify
three main threats to the US interests in the region,
strikingly similar to those considered in the classic
Cold War perspective: 1.) Direct physical threats
against US citizens and installations; 2.)
Destabilization of friendly states; 3.) Growth of
anti-US, anti-Western and anti-democratic ideologies
(Rabasa et al., 2004, pp. 2-3).
37 See in this regard two works published in
1997 - Robert D. Blackwill and Michael Stürmer, eds.
Allies Divided: Transatlantic Policies for the Greater
Middle East (Cambridge, MA: MIT Press) and Zalmay
Khalilzad, “Challenges in the Greater Middle East” (pp.
191-217 in David C. Gompert and Stephen F. Larrabee,
eds. America and Europe: A Partnership for A New Era,
Cambridge: Cambridge University Press).
38 Idem, p. 34
39 As Christopher Hill noticed, the same
mistake of a sweeping generalization was done by
president Bush when pointing out to the so-called “axis
of evil”, in light of the most elementary rule of the
balance of power politics, the one that states to not
push all enemies in the same camp.
40 The full transcript is available at
http://www.islam-pure.de/imam/news/news2003/sep2003.htm#300903.
41 Available at
http://g8usa.gov/d_060904c.htm.
42 For the full transcript of the
declaration, see
http://www.whitehouse.gov/g8/index.html.
43 The G8 declaration was followed on June 26
by the EU-US “Declaration Supporting Peace, Progress,
and Reform in the Broader Middle East and in the
Mediterranean”.
44 For the full text of the Solana-conceived
draft presented at the Thessaloniki EC summit in June
2003, see
http://ue.eu.int/pressdata/EN/reports/78367.pdf. For
the final document adopted at the Rome EC summit in
December 2003, see
http://ue.eu.int/solana/list.asp?BID=111.
45 See
http://europa.eu.int/comm/external_relations/euromed/index.htm.
IONUT-OCTAVIAN APAHIDEANU
- Cercetator, Institutul Roman de Studii
Internationale.
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